-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGvgX5TdW9twOq3xnaZ8V0GBbQVe/pibkhxFV42xyx/SLOZb2qcYpWiRJ78GLJeh oGYIstlVr10H1KiKVFzxlw== 0001144204-10-006426.txt : 20100210 0001144204-10-006426.hdr.sgml : 20100210 20100210151404 ACCESSION NUMBER: 0001144204-10-006426 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Josephs Allen CENTRAL INDEX KEY: 0001472358 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O VITACOST.COM, INC. STREET 2: 5400 BROKEN SOUND BLVD., NW - SUITE 500 CITY: BOCA RATON STATE: FL ZIP: 33487 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Vitacost.com, Inc. CENTRAL INDEX KEY: 0001401688 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 371333024 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85269 FILM NUMBER: 10587713 BUSINESS ADDRESS: STREET 1: 5400 BROKEN SOUND BLVD NW STREET 2: SUITE 500 CITY: BOCA RATON STATE: FL ZIP: 33487-3521 BUSINESS PHONE: (561) 982-4180 MAIL ADDRESS: STREET 1: 5400 BROKEN SOUND BLVD NW STREET 2: SUITE 500 CITY: BOCA RATON STATE: FL ZIP: 33487-3521 SC 13G 1 v173814_sc13g.htm
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C.  20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
Vitacost.com, Inc.
(Name of Issuer)
 
Common Stock
 
(Title of Class of Securities)
 
092847A20 0
 
(CUSIP Number)
 
December 31, 2009
 
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨       Rule 13d-1(b)
¨       Rule 13d-(c)
x      Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 

CUSIP No.:      092847A20 0
 
  1)
Names of Reporting Persons
 
Allen S. Josephs
 
  2)
Check the Appropriate Box if a Member of a Group
 
(a)      ¨
(b)      ¨
 
  3)
SEC Use Only
 
  4)
Citizenship or Place of Organization
USA
 
Number of
5)
Sole Voting Power
609,000*
Shares
     
Beneficially
6)
Shared Voting Power
1,958,285**
Owned
     
by Each
7)
Sole Dispositive Power
609,000*
Reporting
     
Person With
8)
Shared Dispositive Power
1,958,285**

  9) 
Aggregate Amount Beneficially Owned by Each Reporting Person              2,567,285*
 
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
 
11) 
Percent of Class Represented by Amount in Row (9)            9.1%
 
12) 
Type of Reporting Person            IN
 
*            Consists of options to purchase 609,000 shares of common stock of the Issuer.
 
**          Consists of 1,657,485 shares of common stock of the Issuer owned directly by the Josephs Family Limited Partnership and 300,800 shares owned directly by the Josephs Grantor Retained Annuity Trust.

 
2

 

Item 1(a) 
Name of Issuer:
 
Vitacost.com, Inc.
 
Item 1(b) 
Address of Issuer’s Principal Executive Offices:
 
5400 Broken Sound Blvd., NW
Suite 500
Boca Raton, FL  33487
 
Item 2(a) 
Name of Person Filing:
 
Allen S. Josephs
 
Item 2(b) 
Address of Principal Business Office or, if none, Residence:
 
21090 Las Brisas
Boca Raton, FL 33433
 
Item 2(c) 
Citizenship:
 
USA
 
Item 2(d) 
Title of Class of Securities:
 
Common Stock
 
Item 2(e)  CUSIP Number:
 
092847A20 0
 
Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
 
  (a)  o  Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o) 
  (b)  o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c)
  (c)  o Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c)
 
(d)
¨
Investment Company registered under section 8 of the Investment Company Act of 1940 (U.S.C. 80a-8)
 
(e)
¨
Investment Adviser in accordance with §240.13d-1(b)(1)(ii)(E)
 
(f)
¨
Employee Benefit Plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F)
 
(g)
¨
Parent Holding Company or control person in accordance with §240.13d-1(b)(1)(ii)(G)
 
(h)
¨
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
 
(i)
¨
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
 
(j)
¨
Group, in accordance with § 240.13d-1(b)(1)(ii)(J)

 
3

 

Item 4.  Ownership
 
(a)           Amount Beneficially Owned:
 
2,567,285*
 
(b)          Percent of Class:
 
Based on calculations made in accordance with Rule 13d-3(d), and there being 27,488,353 shares of common stock of the Issuer outstanding as of October 31, 2009 as reported in the Issuer’s Form 10-Q (File No. 001-34468) filed with the Securities and Exchange Commission on November 16, 2009, the Reporting Person beneficially owns approximately 9.1% of the outstanding shares of the Issuer’s common stock.
 
(c)          Number of shares as to which such person has:
 
(i)
sole power to vote or to direct the vote
609,000*
(ii)
shared power to vote or to direct the vote
1,958,285*
(iii)
sole power to dispose or to direct the disposition of
609,000*
(iv)
shared power to dispose or to direct the disposition of
1,958,285*
 
*
Sole Voting/Dispositive Power: Consists of options to purchase 609,000 shares of common stock of the Issuer.
 
 
Shared Voting/Dispositive Power: Consists of 1,657,485 shares of common stock of the Issuer owned directly by the Josephs Family Limited Partnership and 300,800 shares owned directly by the Josephs Grantor Retained Annuity Trust.
 
Item 5.  Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  o.
 
Item 6.   Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
Not applicable
 
Item 8.   Identification and Classification of Members of the Group
 
Not applicable
 
Item 9.   Notice of Dissolution of Group
 
Not applicable

 
4

 

Item 10.  Certification
 
Signature.
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:    February 10, 2010
 
Signature:
 
/s/
 
Allen S. Josephs
 
 
 
5

 
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